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Publishing Agreement

AGREEMENT made this ___day of _______________, 2003 between ______________________ ("Author"), whose mailing address is _____________________________________________________________and Dandelion Books, LLC, an Arizona Limited Liability Company located at 5250 South Hardy Drive, Number 3067, Tempe, Arizona 85283 ("PUBLISHER").

 Recitals

 

1.                  PUBLISHER publishes books that it sells and distributes through all available distribution channels including but not limited to the World Wide Web (the "Web"), at the universal resource locator ("URL”) http://www.Dandelionbooks.net.

 

2.       AUTHOR is an individual who desires to have his/her original written work published, promoted and sold by PUBLISHER, under the auspices of the aforementioned Publishing and Promotion Agreement, pursuant to the terms and conditions set forth herein.

 Agreement

 

For and in consideration of the mutual terms and conditions set forth herein, and other good and valuable consideration, the sufficiency of which is hereby acknowledged, AUTHOR and  PUBLISHER agree to the following, concerning the written work by AUTHOR, provisionally entitled ___________________________ ("WORK”)

 1)       Delivery. AUTHOR agrees to deliver to PUBLISHER within sixty (60) days of the countersigning of this Agreement, the manuscript of his/her WORK in its entirety, in a form, length and content acceptable to the PUBLISHER, and to help in securing whatever PUBLISHER may request to render the WORK ready for printing, together with any other permissions, releases, material and/or illustrations that PUBLISHER may request.

 2)       Licenses.  In consideration of the payments later specified in Clause 12 below, AUTHOR hereby grants to PUBLISHER the sole right and exclusive license to produce, publish and license the WORK or any abridgement or substantial part thereof, in all languages, for the legal term of copyright, throughout the world.

 3)       AUTHOR Warranties.  AUTHOR warrants that the WORK is original; that AUTHOR owns the copyright to the WORK and is free to grant all rights in this Agreement. AUTHOR further warrants that the WORK contains nothing libelous or obscene; that all statements presented as fact (and not as opinions) are true and verifiable; and, that any recipes, formulas and instructions contained therein cannot mislead or injure the user.  AUTHOR will indemnify PUBLISHER against any legal costs that PUBLISHER may suffer through any breach of these warranties.  If any such loss or claim is being pursued, PUBLISHER will notify AUTHOR thirty (30) days in advance, by email or written notice. However, to forestall and avoid any such losses or claims, AUTHOR shall alter the text of the WORK as requested by PUBLISHER’s legal advisors to eliminate any breach of the warranties that may occur.

 

4)       Responsibility for Loss.  PUBLISHER will take reasonable care of any materials supplied by AUTHOR, but will not be responsible for any loss or damage while these materials are in transit, in PUBLISHER’s possession, or during production of the WORK.

 

5)       Permission to Reprint.  Unless otherwise agreed to in writing, AUTHOR shall obtain written permission to reprint any material, including illustrations, to which a third party owns the existing copyright.  (Under currently accepted publishing standards of fair use, however, PUBLISHER allows the AUTHOR to quote up to 250 words of copyrighted prose, without obtaining permission.) Where permissions are required, AUTHOR shall obtain them for all English editions of the WORK published for the Territory, and agrees to bear all expenses for the fees of such material. For purposes of this Agreement, the Territory shall include North America, the United Kingdom and Europe.

 

6)       Galley Proofs.  PUBLISHER will send the AUTHOR galley proofs of the WORK before publication. The AUTHOR will correct and return the proofs to the PUBLISHER within thirty (30) working days.

 

7)       Pre-Sale Duties of Publisher.  Before the WORK goes on sale, PUBLISHER agrees to provide editing, book design, cover design, proofing after the design is complete, and proofing of the galleys or blue lines. PUBLISHER further agrees to perform the following duties, at its own effort and expense: obtain the WORK’s ISBN number; to register the WORK with the Library of Congress; and, to copyright it in the name of _______________________. If he/she wishes, AUTHOR may provide original artwork for the cover and cover design, which shall be subject to PUBLISHER’s approval.

8)       Adjustments. Before the WORK is sent to the designer, the AUTHOR agrees to sign a statement to be sent by fax, post, or scanned and sent by email, that they have approved of the final editing and proofreading of the WORK. After the designer has completed the pdf files of the WORK, the AUTHOR proofreads these files. At this time, if the AUTHOR wishes to make editorial changes excluding typos and other minor adjustments, the AUTHOR will be invoiced an hourly rate of Ninety Dollars and 00/00 ($90.00) per hour by PUBLISHER, the full amount payable upon return of the corrected files to the AUTHOR for a second signed statement sent by fax, post, or scanned and sent by email, that they have approved of these adjustments to the WORK.

Before the WORK is sent to the printer, the AUTHOR agrees to sign a statement sent by fax, post or scanned and sent by email, that they have approved of the final editing and proofreading of the pdf files of the WORK. At this time, if the AUTHOR wishes to make editorial or graphic changes excluding typos and other minor adjustments, AUTHOR will be invoiced an hourly rate of One Hundred and Twenty Dollars and 00/00 ($120.00) per hour by PUBLISHER, the full amount payable upon return of the corrected pdf files to the AUTHOR for a second signed statement sent by fax, post, or scanned and sent by email, that they have approved of these adjustments to the WORK.

 After the WORK has been set up for printing and the AUTHOR receives their two (2) free hard copies of the WORK, and the AUTHOR wishes to make any changes whatsoever to the WORK, AUTHOR will be invoiced a re-entry fee of Three Hundred and Eighty Dollars and 00/00 ($380.00) plus an hourly rate of One Hundred and Twenty Dollars and 00/00 ($120.00) per hour by PUBLISHER, the full amount payable upon return of the corrected pdf files from the PUBLISHER, to the AUTHOR for a signed statement sent by fax, post, or scanned and sent by email, that AUTHOR has approved of these adjustments to the WORK.

9)       Establishing Retail Price.  PUBLISHER shall set the retail price of the WORK.

10)             AUTHOR's Copies.  PUBLISHER will ship two (2) copies of the WORK, free of charge, including shipping costs, to AUTHOR’s home address and one (1) copy of each Title of the WORK, free of charge, including shipping costs, to the office address of AUTHOR’s agent.

 11)             AUTHOR’s Discounts. Within the first thirty (30) days of publication, AUTHOR shall have the one-time right to purchase one hundred (100) copies of each of the Titles included in the WORK at a forty percent (40%) discount off list price. Such purchase must be pre-paid and comprise a single transaction shipped to a single address. Thereafter, AUTHOR shall have the right to purchase more copies of each of the Titles included in the WORK at a discount: for single orders up to twenty (20) of each of the Titles in the WORK, a discount of twenty percent (20%) off list price. For single orders of twenty-one (21) to ninety-nine (99) copies, a discount of thirty percent (30%) off list price. For single orders of one hundred (100) or more copies, a discount of thirty-five percent (35%) off list price. AUTHOR shall pre-pay in full for any such purchases. PUBLISHER shall not pay royalties on any copies of the WORK purchased by the AUTHOR.

 12)             Subsidiary Rights.  AUTHOR grants to PUBLISHER the exclusive right to sell in print, electronic, and all other existing or future mediums, and to exercise all other publishing rights to the WORK in the English language in the Territory. Such rights include but are not limited to the following:

 

a)      the right to publish all or part of the text in a newspaper, magazine or other periodical;

b)      the right to license syndication rights;

c)      the right to re-publish the WORK in book club, Trade paperback and mass-market paperback editions;

d)      the right to license audio recordings of the WORK;

e)      the right to publish the WORK in Braille, large-type, and other formats for the handicapped; and,

f)        the right to any methods of text distribution yet to be invented.

 

PUBLISHER may make the WORK available for online viewing in electronic formats to allow individual readers to browse the material.  However, PUBLISHER shall exercise their best reasonable efforts to avoid the downloading and reproduction of the WORK by unauthorized persons.

 PUBLISHER shall negotiate the royalties for subsidiary rights not covered by Paragraph 11 with the AUTHOR and royalties for Foreign Rights in separate Agreements, not later than thirty (30) days after any such offers or inquires are received by the PUBLISHER.

 13)     Royalties.

 

a) Printed Copies. AUTHOR will receive One Dollar and 25/100 ($1.25) per book for every printed version of the WORK sold and not returned.  Printed copies include, but are not limited to, versions distributed to the purchaser in the form of traditionally printed, print-on-demand and bound editions, and other ink-on-paper editions of the WORK.

 

b) Electronic Copies.  AUTHOR will receive One Dollar and 00/100 ($1.00) per book for every electronic version sold of the WORK.  Electronic versions of the WORK include, but are not limited to: CD-ROMs, DVDs, and other magnetic or optical storage media; multimedia in all forms; electronic databases; online distribution; satellite distribution; ebooks; and, any other device for electronic reproduction, distribution, or transmission.  If PUBLISHER charges for the service to make the WORK available for online viewing in electronic formats, AUTHOR will receive a royalty set by the PUBLISHER.

                  

c) Term of Payments. PUBLISHER will compute all payments, royalties and others due the AUTHOR twice annually (January 1 to June 30 and July 1 to December 31).  Within sixty (60) days of the end of each accounting period, PUBLISHER shall provide AUTHOR’s Agent with a full accounting together with full payment, payable to ______________________________.

 

d)  Publisher’s Non-Compliance, Termination. In the event PUBLISHER fails to compute, and to account, and to pay all royalties and all other payments due to the AUTHOR according to Paragraph 12(c), and AUTHOR shall have notified PUBLISHER in writing of such failure, and PUBLISHER shall not have cured such failure within thirty (30) days after receiving AUTHOR's written notification, AUTHOR at his/her option, and notwithstanding all of his/her other rights and remedies at law or otherwise and, in addition hereto, may terminate this Agreement without notice upon giving notification in writing to PUBLISHER.

 

e) AUTHOR’S Wish to Terminate. In the event that AUTHOR wishes to terminate this Agreement without cause, termination will be effective upon the date of receiving a written, signed letter from the AUTHOR by registered mail addressed to the PUBLISHER, with a cashier's check or merchant card payment payable to Dandelion Enterprises, Inc. for the sum of Fifty Thousand Dollars and 0/00 ($50,000.00). The WORK shall continue to be for sale by the PUBLISHER for one (1) year following the termination date of the Agreement, through print on demand setup, but no new print runs of the book will be made.

 

 "Without Cause” is defined as  any factor or issue outside of or excluded from this Agreement in regard to the publishing of the WORK. "With Cause" is defined as the failure of PUBLISHER to fulfill those obligations as stated in Paragraphs 7 and 10 of this Agreement.

 

14)     Copyright.  Barring specific written notice from the AUTHOR, the WORK’s copyright shall remain the property of the AUTHOR's designates, named above. The copyright notice appearing in every copy of the WORK shall remain in their names.

 

15)     Publication Details. PUBLISHER shall make the WORK available for distribution after the WORK has been edited and PUBLISHER deems it ready.  PUBLISHER shall exercise their best reasonable efforts to affect the availability of the WORK for distribution one hundred and twenty (120) days after it has been edited and prepared for production. Such time shall be extended for delays caused by circumstances beyond the PUBLISHER's control.  If PUBLISHER does not make the WORK available within such time, AUTHOR’s sole remedy shall be to give PUBLISHER a written or e-mail request that PUBLISHER place the WORK on sale within the next thirty (30) days.  If PUBLISHER fails to comply, this Agreement shall terminate on the day thereafter, i.e. the 31st day after receiving AUTHOR’s request, with any and all rights to the WORK granted under this Agreement automatically reverting to the AUTHOR.

 

16)     Publicity. AUTHOR hereby grants to PUBLISHER the nonexclusive right to use, publish and distribute in the English language in the Territory whatever materials the AUTHOR has submitted to the PUBLISHER, including the names, likenesses, and biographical information of the AUTHOR and any other persons appearing or mentioned in the WORK. Also, AUTHOR agrees to assist PUBLISHER in the promotion of his/her WORK, including but not limited to the dedication of reasonable placement of banner ads, pop-up windows, or other marketing related advertisements promoting the PUBLISHER’s website(s) or other related websites on the AUTHOR’s own website(s). AUTHOR agrees to notify PUBLISHER before posting any parts of the WORK on his/her or any other website. AUTHOR agrees to establish standards of consistency and quality in publicizing the WORK and PUBLISHER reserves the right to edit AUTHOR's publicity materials as it sees fit. 

 

17)     Right of First Refusal. PUBLISHER reserves a first-refusal option to publish all subsequent [list genre(s)] titles by AUTHOR, either written solely by the AUTHOR or in collaboration with other authors, for a period of five (5) years from the publication date of the WORK. Such option shall include the right to license subsidiary rights as defined and enumerated in this Agreement. Barring unforeseen circumstances, PUBLISHER agrees to notify AUTHOR of acceptance or refusal of any subsequent submission, within six (6) weeks after receiving either a completed draft of the manuscript, or a full book proposal with a full chapter outline that includes: definition of the target readership; analysis of why this new WORK should sell well, even against existing or future competition; and, at least the first two chapters in complete and final form.

18)     Miscellaneous.

 

a) Amendment and Integration Clause.  This Agreement represents the entire agreement of the parties with respect to the subject matter hereof and, except for the aforementioned Publishing and Promotion Agreement, all agreements entered into prior hereto are revoked and superseded by this Agreement, and no representations, warranties, inducements or oral agreements have been made by any of the parties except as expressly set forth herein or in other contemporaneous written agreements.  This Agreement may not be changed, modified or rescinded except in writing signed by all parties hereto, and any attempt at oral modification of this Agreement shall be void and of no effect. 

 

b) Notices.  Any notice, election or communication to be given to any party under the terms of this Agreement shall be in writing and delivered in person or deposited, certified or registered, in the United States mail, postage prepaid, addressed as set forth below or to such address as either party may hereafter designate by written notice hereunder.  Such notices shall be effective on the earlier of (i) the date when received by such party if delivered via hand delivery or via facsimile transmission if received prior to 5:00 p.m., Mountain Standard Time ("MST”); or, (ii) the next day if delivered via facsimile transmission and received after 5:00 p.m. MST; or, (iii) 48 hours after the date if sent by registered or certified mail, return receipt requested, postage and fees prepaid and addressed as follows:

 

              If to AUTHOR:          (ADDRESS)

                        with a copy to: 

              If to PUBLISHER:      

Carol Adler, President

Dandelion Books, LLC

5250 South Hardy Drive, #3067

Tempe
, Arizona 85283

 

                        with a copy to:

 

 

c) Severability.  In case any one or more of the provisions contained in this Agreement shall for any reason be held to be invalid, illegal or unenforceable in any respect, such invalidity, illegality or unenforceability shall not affect any other provisions hereof and this Agreement shall be construed as if such invalid, illegal or unenforceable provision had never been contained herein. 

 

d) Additional Acts and Documents.  Each party agrees to do all such things, take all such actions and to make, execute and deliver such other documents and instruments, as shall be reasonably requested to carry out the provisions, intent and purposes of this Agreement.

    

e) Assignments. PUBLISHER may assign this Agreement to any entity, the majority (more than 50%) of which is owned by Carol Adler or a trust for her benefit. 

 

f) Counterparts.  This Agreement may be executed in any number of counterparts; all such counterparts (or a facsimile thereof) shall be deemed to constitute one and the same instrument; and, each of said counterparts shall be deemed an original hereof. 

 

g) Time.  Time is of the essence for purposes of this Agreement and each and every provision hereof.  Any extension of time granted for the performance of any duty under this Agreement shall not be considered an extension of time for the performance of any other duty under this Agreement.

 

h) Time Periods.  In the event the time for performance of any obligation hereunder, or any time period hereunder, expires on a Saturday, Sunday or legal holiday, the time for performance shall be extended to the next day that is not a Saturday, Sunday or legal holiday.  In computing any period of time provided for in this Agreement, or provided for by any applicable statute, the day of the act, event or default from which the designated period begins to run shall not be included.  The last day of the period of time shall be included, unless it is a Saturday, Sunday or a legal holiday, in which event the time period runs until the end of the next day which is not a Saturday, Sunday or a legal holiday.

 

i) Captions.  Captions and paragraph headings used herein are for convenience only and are not a part of this Agreement and shall not be deemed to limit or alter any provision hereof and shall not have any legally binding effect in the meaning, construction or interpretation of this Agreement. 

 

j) Governing Law.  This Agreement shall be deemed to be made under, and shall be construed in accordance with and governed by, the laws of the State of Arizona, and suit to enforce any provision of this Agreement or to obtain any remedy with respect hereto shall be brought in Superior Court, Maricopa County, Arizona, and for this purpose each party hereby expressly and irrevocably consent to the jurisdiction of said court. 

 

k) Interpretation. To the extent permitted by the context in which used, (a) words in the singular number shall include the plural, words in the masculine gender shall include the feminine and neuter, and vice versa, and (b) references to "persons" or "parties" in this Agreement shall be deemed to refer to natural persons, corporations, general partnerships, limited partnerships, trusts and all other entities.

 

l) Indemnity.  Each party to this Agreement agrees to indemnify each other party and hold it harmless, from and against all claims, damages, costs and expenses (including reasonable attorneys' fees) attributable, directly or indirectly, to the breach by such indemnifying party of any obligation hereunder or the inaccuracy of any representation or warranty made by such indemnifying party herein or in any instrument delivered pursuant hereto or in connection with the transactions contemplated hereby.  In the event either party hereto receives notice of a claim against which it is entitled to indemnification pursuant to this section, such party shall promptly give notice thereof to the other party to this Agreement.  The party obligated to indemnify shall immediately take such measures as may be reasonably required to properly and effectively defend such claim, and may defend with counsel of its own choosing approved by the other party (which approval shall not be unreasonably withheld or delayed); provided, however, if the party being indemnified determines that counsel chosen by the indemnifying party has a conflict of interest, then the indemnified party shall be entitled to select and appoint such defense counsel, at the sole cost and expense of the indemnifying party.  In the event the party obligated to indemnify fails to properly and effectively defend such claim, then the party entitled to indemnification may defend such claim with counsel of its own choosing at the expense of the party obligated to indemnify.

 

m) Expenses.  Except as expressly provided herein, each party to this Agreement shall pay his or its own costs and expenses related to the transaction contemplated, including, but not limited to, all attorneys' fees. 

 

n) Waiver of Conditions.  Any of the parties hereto may in writing waive any provision of this Agreement intended for its benefit; provided, however, such waiver shall in no way excuse the other parties from the performance of any of its other obligations under this Agreement unless otherwise provided herein or in such written waiver.  Failure of any party to exercise any right or option arising out of a breach of this Agreement shall not be deemed a waiver of any right or option with respect to any subsequent or different breach of the same or any other covenant or condition of this Agreement.

 

o) Construction.  The parties agree that each party and its counsel have reviewed and revised this Agreement and that any rule of construction to the effect that ambiguities are to be resolved against the drafting party shall not apply to the interpretation of this Agreement or any amendments or exhibits hereto.

 

p) Binding.  This Agreement shall be binding on the heirs, executors, administrators and assigns or successors in business of the respective parties.

  

IN WITNESS WHEREOF, the Parties have caused their duly authorized representatives to execute this Agreement on the date indicated below:

 

 AUTHOR:     

 By:                        _____________________________________

 Printed Name: _____________________________________

 Date:                     _____________________

 

 

DANDELION BOOKS, LLC:  

 By:                        ______________________________________ 

 Printed Name:          ______________________________________

 Date:                     _____________________

© Dandelion Books, LLC
5250 South Hardy Drive—Suite 3067
Tempe, Arizona 85283
Tel. 480-897-4452 • Fax. 480-452-1580
www.dandelionbooks.net • [email protected]